�)n���HqQ�a�l���S���7�X� ŗ����y*�Ck �c��t�. As Amended, Including All Amendments Effective as of September 1, 2017 Italic faced type indicates amendments by the 85th Legislature TABLE OF CONTENTS Section 1. refund or credit excess payments made to the Commission. (1) the term “Commission” means the Securities and Exchange Commission; (2) the term “national securities association” means an association that is registered under section 15A of the Securities Exchange Act of 1934 (15 U.S.C. SECURITIES AND EXCHANGE COMMISSION [Federal Register Volume 82, Number 175 (Tuesday, September 12, 2017)] [Notices] [Page 42865] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-19445] ----- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, … Section 2-1. Agencies. Significant Changes in the Companies Act, 2017 Seminar on the Companies Act organizedby ICAP Lahore – August 18, 2017 Securities and Exchange Commissionof Pakistan 1 2. [displayText] => Reported (Amended) by the Committee on Financial Services. The Rules, inter alia , provides for the conditions to be fulfilled when making a preferential offer, the period of time for the allotment of securities, notification to be made to the Financial Services Commission and the contents of the preferential offer document. ), (PDF provides a complete and accurate display of this text. Agencies. Companies Act interpretation to apply . 10 of 2011), makes the following rules– 1. Relationship with other laws . (1) the term “Commission” means the Securities and Exchange Commission; Issued by The State Corporation Commission and reprinted from the Code of Virginia 1950 and the 2017 Cumulative Supplement, the Virginia Securities Act, 2017 Edition includes title 13.1 Corporations, Chapter 5, Securities Act and articles 1 through 6. SECURITIES AND EXCHANGE COMMISSION filed on December 20th, 2017 28/21/2017 Objective for Revision of the Companies Ordinance, 1984 1. Be it enacted by the Senate and House of Representatives of the Securities Industry Act, 2016, Act 929 Foreign Exchange Act 2006 (Act 723) SEC Regulations 2003 (LI 1728) Unit Trust and Mutual Fund Regulations (LI If a person or company is offering securities to the public in Ontario, they must file a prospectus or rely on an exemption from the prospectus requirement. (3) the term “national securities exchange” means an exchange that is registered as a national securities exchange under section 6 of the Securities Exchange Act of 1934 (15 U.S.C. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended: March 31, 2017 Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Information about Standards of Conduct. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),1and Rule 19b-4 thereunder,2notice is hereby given that on September 15, 2017, Nasdaq GEMX, LLC (“GEMX” or “Exchange”) filed with the Securities … This is a compilation of the Australian Securities and Investments Commission Act 2001 that shows the text of the law as amended and in force on 28 September 2017 (the compilation date). Find out if an entity is registered/licensed by the Commission. 18 of 2003 and Act no. Creating the State Securities Board and Providing for Appointment of Securities Commissioner. Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange. Securities and Exchange Commission of Pakistan Company Law Division (Corporatization & Compliance Department) SECP No.CLD/CCD/PR(11)/2017 July 20, 2017 CIRCULAR NO. 78f). ;[�~sb] �Pu]��[�^4�n����n�n�e����^6�o�v�,ۊ,` ��W? (a) Definitions.—In this section— THE SECURITIES ACT 2005 (as amended, 2011) ARRANGEMENT OF SECTIONS . Sunshine Act Meeting asabaliauskas on DSK3SPTVN1PROD with NOTICES Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Advisory Committee on Small and Emerging Companies will hold a public meeting on Wednesday, May 10, 2017, in Multi-Purpose Room LL–006 at the Commission’s … Recently, my company crafted a report for the US Securities and Exchange Commission that summarizes progress on Title III of the JOBS Act of 2012, also referred to Regulation Crowdfunding or Reg CF. The notes at the end of this compilation (the endnotes) include information about amending laws and the amendment history of provisions of the compiled law. 2017 This Federal ... (“the Securities Act”) and the Securities and Exchange Act of 1934 (“the Exchange Act”) ... the Securities and Exchange Commission (SEC), which administers the securities laws in three basic ways: (1) it promulgates rules and orders to regulate the secu- Part VIII SECURITIES INDUSTRY COUNCIL AND TAKE-OVER OFFERS 138 Securities Industry Council ... is by way of salary, wages, commission or otherwise; ... [Deleted by Act 4/2017 wef 08/10/2018] Application of Act . S. 462 (115th). The Act empowers the SEC with broad authority over all aspects of the securities industry. Creating the State Securities Board and Providing for Appointment of Securities Commissioner. SR-NYSEArca-2016-101). Refunding or crediting overpayment of section 31 fees. Section 2-2. Belden offered and sold securities during the relevant period. This Act is the Securities and Futures (Amendment) Act 2017 and comes into operation on a date that the Minister appoints by notification in the Gazette. 115-275. The Securities and Exchange Commission (‘the Commission’) is established by the Securities Industry Act, 2016 (Act 929) (‘the Act’) with the object to regulate and promote the growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. (b) Credit for overpayment of fees.—Notwithstanding section 31(j) of the Securities Exchange Act of 1934 (15 U.S.C. The Securities and Exchange Commission of Sri Lanka (SEC) was established in pursuance of the Securities and Exchange Commission of Sri Lanka Act, No. With this Act, Congress created the Securities and Exchange Commission. This is a compilation of the Australian Securities and Investments Commission Act 2001 that shows the text of the law as amended and in force on 1 July 2017 (the compilation date). 334 0 obj <>stream The two bills are similar and CBO’s estimate of their budgetary effects is the same. Home » Securities Exchange Commission of Zimbabwe v Gwatidzo N.O. � 2. 3. The Securities and Exchange Commission of Pakistan Act, 1997, with up-to-date … (c) Applicability.—Subsection (b) shall apply only to fees and assessments that a national securities exchange or a national securities association was required to pay to the Commission before the date of enactment of this Act. Action: Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”). endstream endobj 317 0 obj <>/Metadata 17 0 R/Outlines 21 0 R/PageLayout/OneColumn/Pages 314 0 R/StructTreeRoot 42 0 R/Type/Catalog>> endobj 318 0 obj <>/Font<>>>/Rotate 0/StructParents 0/Type/Page>> endobj 319 0 obj <>stream This Act may be cited as the “Securities and Exchange Commission Overpayment Credit Act”. 274 (I)/2017. In GovTrack.us, a database of bills in the U.S. Congress. 10 of 2011) SECURITIES INDUSTRY (FEE)(AMENDMENT) RULES, 2017 The Securities Commission, in exercise of the powers conferred by section 22 of the Securities Industry Act, 2011 (No. [actionDate] => 2017-08-15 2. The U.S. Securities and Exchange Commission (SEC) is suing Kik for allegedly running an unregistered securities sale when it launched an initial coin offering (ICO) for its kin token in 2017. Citation and Commencement. Islamabad, the 21stApril, 2017. [description] => Introduced SECURITIES COMMISSION MALAYSIA (AMENDMENT) ACT 2017 . Those efforts were limited to some extent by a consumer proposal made by Mesidor, but eventually Mesidor’s insolvency trustee paid a total of $6,029.53 (Funds) to the Commission in instalments which continued into late 2017. Mar 9, 2017. 8. 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10 of 2011), makes the following rules– 1. of the Act,9 designates March 30, 2017 as the date by which the Commission should either approve or disapprove the proposed rule change (File No. ), Refunding or crediting overpayment of section 31 fees, Blog – In Custodia Legis: Law Librarians of Congress, House - 08/15/2017 Placed on the Union Calendar, Calendar No. 36 of 1987 as amended by Act No. - In exercise of powers conferred by sub-section (1) of section 169 of the Securities Act, 2015 and sub-section (1) of section 114 of the Futures Market Act, 2016, read with sections 68, 69, 75, 79, 80, 82, 84 and 151 of the Securities … SECURITIES AND EXCHANGE COMMISSION [Federal Register Volume 82, Number 87 (Monday, May 8, 2017)] [Notices] [Page 21443] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-09407] ----- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act… On April 4, 2017, CBO transmitted a cost estimate for S. 462, the Securities and Exchange Commission Overpayment Credit Act, as reported by the Senate Committee on Banking, Housing, and Urban Affairs on March 13, 2017. 316 0 obj <> endobj SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF endstream endobj startxref Short title . SECTION 1. We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. Section 2. PART I —PRELIMINARY . ARKANSAS SECURITIES ACT EFFECTIVE AUGUST 1, 2017 Published by ARKANSAS SECURITIES DEPARTMENT Heritage West Building, Suite 300 201 East Markham ... defined by the United States Securities and Exchange Commission, investment companies as defined in the Investment Company Act … Its goal was to increase public trust in the capital markets by requiring uniform disclosure of information about public securities offerings. 1257, the Securities and Exchange Commission Overpayment Credit Act, as ordered reported by the House Committee on Financial Services on March 9, 2017. 78o–3); and. (. ( Section 2. (3) the term “national securities exchange” means an exchange that is registered as a national securities exchange under section 6 of the Securities Exchange Act of 1934 (15 U.S.C. Refunding or crediting overpayment of section 31 fees. [ ] ENACTED by the Parliament of Malaysia as follows: Short title and commencement 1. 78ee(j)), and subject to subsection (c) of this section, if a national securities exchange or a national securities association has paid fees and assessments to the Commission in an amount that is more than the amount that the exchange or association was required to pay under section 31 of the Securities Exchange Act of 1934 (15 U.S.C. On June 13, 2017, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder,2 a proposed %%EOF Report an investment fraud. (2) the term “national securities association” means an association that is registered under section 15A of the Securities Exchange Act of 1934 (15 U.S.C. [3] Commission staff made efforts to collect funds from Mesidor. See a listing of securities laws. September 28, 2017. Short title. Since that revision, the Act has been amended a number of times over the years. 51 of 2001 as amended, taking into account amendments up to Corporations Amendment (Crowd-sourced Funding) Act 2017 An Act to provide for the Australian Securities and Investments Commission, a Corporations and Markets Advisory Committee and certain other bodies, and for other purposes Administered by: Treasury 1257, the Securities and Exchange Commission Overpayment Credit Act, as ordered reported by the House Committee on Financial Services on March 9, 2017. 323 0 obj <>/Filter/FlateDecode/ID[<360EDE3589A40E4181FDA1EBC43E35A2><3791293060A4EA4C92B60B76BC066276>]/Index[316 19]/Info 315 0 R/Length 56/Prev 32225/Root 317 0 R/Size 335/Type/XRef/W[1 2 1]>>stream [chamberOfAction] => House H. Rept. 333-_____ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware 3829 30-0399914 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33977 VISA INC. 0 Summary of Application: General Electric Company (“GE”) and GE Capital International Holdings Limited … 47 of 2009. Interpretation . Find an application form. and 95 read with section 169 of the Securities Act, 2015 (III of 2015), the Securities and Exchange Commission of Pakistan hereby makes the following regulations, the same have been previously published in the official Gazette vide Notification No.S.R.O.1139(I)/2015 dated 16 th The Securities Act , RSA 2000 cS-4, is the statute that establishes Alberta's securities laws and gives the Alberta Securities Commission its powers and duties.The Revised Statutes of Alberta (RSA) 2000 came into effect on January 1, 2002. Conflict of Interest. Act. ]��ߴ��cu��,��>����>�͢�;]=,ZQWW}��$B]]}ji(������%�����=���C�����n}߭����t����E�������끳�~l�emu���C��|i)�����7��o�����.�%�7�dl(d�����*��sLp,�,�!=��s���R Delegation of powers . Companies Act 2017 - SECP (Securities Exchange Commission of Pakistan) 1. This Act may be cited as the “Securities and Exchange Commission Overpayment Credit Act”. During 2017, the company had four business platforms (each a reportable segment)—Broadcast Solutions, Enterprise Solutions, Industrial Solutions, and Network Solutions. 195. Amendments to the Bangladesh Securities and Exchange Commission (Alternative Investment) Rules, 2015 June 22, 2020 Order relating to submission of shareholding position, other reports/information and establishment of digital platform at the stock Exchanges for … Agencies. If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. Agency: Securities and Exchange Commission (“Commission”). No. m����? (c) Applicability.—Subsection (b) shall apply only to fees and assessments that a national securities exchange or a national securities association was required to pay to the Commission before the date of enactment of this Act. 10 17 CFR 200.30-3(a)(57). 78ee) and, not later than 10 years after the date of such payment, the exchange or association informs the Commission about the payment of such excess amount, the Commission shall offset future fees and assessments due by that exchange or association in an amount that is equal to the difference between the amount that the exchange or association paid and the amount that the exchange or association was required to pay under such section 31. 78ee(j)), and subject to subsection (c) of this section, if a national securities exchange or a national securities association has paid fees and assessments to the Commission in an amount that is more than the amount that the exchange or association was required to pay under section 31 of the Securities Exchange Act of 1934 (15 U.S.C. Citation and Commencement. 5. Conflict of Interest. Companies Act, 2017 Rules and Regulations Associations with charitable & not for profit objects (licensing & corporate governance) Regulations, 2017 Issued Notified for public opinion The Limited Liability Partnership Regulations, 2017 The Companies (Incorporation) Regulations, 2017 The Intermediaries (Registration) Regulations, 2017 Circulars & Notifications Circular 15 of 2017 … The Securities Act of 1933 is also known as the "Truth in Securities Act" and the "Federal Securities Act", or just the "1933 Act". Objects of the Commission . On April 4, 2017, CBO transmitted a cost estimate for H.R. The notes at the end of this compilation (the endnotes ) include information about amending laws and the amendment history of provisions of the compiled law. S. R. O. 78ee) and, not later than 10 years after the date of such payment, the exchange or association informs the Commission about the payment of such excess amount, the Commission shall offset future fees and assessments due by that exchange or association in an amount that is equal to the difference between the amount that the exchange or association paid and the amount that the exchange or association was required to pay under such section 31. � +30�1�00w���� 1��"$��HqU%�f2��څf�@T1 k Securities Commission Malaysia Act 1993 (incorporating latest amendment up to 24 November 2017) (pdf) Securites Commission Act 1993 (pdf) Capital Markets And Services Act 2007 (Order, Schedule, Regulation, Amendments, Appointment Of Date Of Coming Into Operation) (b) Credit for overpayment of fees.—Notwithstanding section 31(j) of the Securities Exchange Act of 1934 (15 U.S.C. October 04, 2020 Print and Supply of Annual Report English and Annual Report Bengali and Supply of electronic version of Quarterly Review English and Newsletter Parikrama Bengali for Bangladesh Securities and Exchange Commission 7 OF 2017 Subject: Preparation and Filing of Financial Statements under the Companies Act, 2017 Subsequent to the promulgation of the Companies Act, 2017, it has been observed �ù�G;�"��>�)n���HqQ�a�l���S���7�X� ŗ����y*�Ck �c��t�. As Amended, Including All Amendments Effective as of September 1, 2017 Italic faced type indicates amendments by the 85th Legislature TABLE OF CONTENTS Section 1. refund or credit excess payments made to the Commission. (1) the term “Commission” means the Securities and Exchange Commission; (2) the term “national securities association” means an association that is registered under section 15A of the Securities Exchange Act of 1934 (15 U.S.C. SECURITIES AND EXCHANGE COMMISSION [Federal Register Volume 82, Number 175 (Tuesday, September 12, 2017)] [Notices] [Page 42865] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-19445] ----- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, … Section 2-1. Agencies. Significant Changes in the Companies Act, 2017 Seminar on the Companies Act organizedby ICAP Lahore – August 18, 2017 Securities and Exchange Commissionof Pakistan 1 2. [displayText] => Reported (Amended) by the Committee on Financial Services. The Rules, inter alia , provides for the conditions to be fulfilled when making a preferential offer, the period of time for the allotment of securities, notification to be made to the Financial Services Commission and the contents of the preferential offer document. ), (PDF provides a complete and accurate display of this text. Agencies. Companies Act interpretation to apply . 10 of 2011), makes the following rules– 1. Relationship with other laws . (1) the term “Commission” means the Securities and Exchange Commission; Issued by The State Corporation Commission and reprinted from the Code of Virginia 1950 and the 2017 Cumulative Supplement, the Virginia Securities Act, 2017 Edition includes title 13.1 Corporations, Chapter 5, Securities Act and articles 1 through 6. SECURITIES AND EXCHANGE COMMISSION filed on December 20th, 2017 28/21/2017 Objective for Revision of the Companies Ordinance, 1984 1. Be it enacted by the Senate and House of Representatives of the Securities Industry Act, 2016, Act 929 Foreign Exchange Act 2006 (Act 723) SEC Regulations 2003 (LI 1728) Unit Trust and Mutual Fund Regulations (LI If a person or company is offering securities to the public in Ontario, they must file a prospectus or rely on an exemption from the prospectus requirement. (3) the term “national securities exchange” means an exchange that is registered as a national securities exchange under section 6 of the Securities Exchange Act of 1934 (15 U.S.C. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended: March 31, 2017 Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Information about Standards of Conduct. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),1and Rule 19b-4 thereunder,2notice is hereby given that on September 15, 2017, Nasdaq GEMX, LLC (“GEMX” or “Exchange”) filed with the Securities … This is a compilation of the Australian Securities and Investments Commission Act 2001 that shows the text of the law as amended and in force on 28 September 2017 (the compilation date). Find out if an entity is registered/licensed by the Commission. 18 of 2003 and Act no. Creating the State Securities Board and Providing for Appointment of Securities Commissioner. Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange. Securities and Exchange Commission of Pakistan Company Law Division (Corporatization & Compliance Department) SECP No.CLD/CCD/PR(11)/2017 July 20, 2017 CIRCULAR NO. 78f). ;[�~sb] �Pu]��[�^4�n����n�n�e����^6�o�v�,ۊ,` ��W? (a) Definitions.—In this section— THE SECURITIES ACT 2005 (as amended, 2011) ARRANGEMENT OF SECTIONS . Sunshine Act Meeting asabaliauskas on DSK3SPTVN1PROD with NOTICES Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Advisory Committee on Small and Emerging Companies will hold a public meeting on Wednesday, May 10, 2017, in Multi-Purpose Room LL–006 at the Commission’s … Recently, my company crafted a report for the US Securities and Exchange Commission that summarizes progress on Title III of the JOBS Act of 2012, also referred to Regulation Crowdfunding or Reg CF. The notes at the end of this compilation (the endnotes) include information about amending laws and the amendment history of provisions of the compiled law. 2017 This Federal ... (“the Securities Act”) and the Securities and Exchange Act of 1934 (“the Exchange Act”) ... the Securities and Exchange Commission (SEC), which administers the securities laws in three basic ways: (1) it promulgates rules and orders to regulate the secu- Part VIII SECURITIES INDUSTRY COUNCIL AND TAKE-OVER OFFERS 138 Securities Industry Council ... is by way of salary, wages, commission or otherwise; ... [Deleted by Act 4/2017 wef 08/10/2018] Application of Act . S. 462 (115th). The Act empowers the SEC with broad authority over all aspects of the securities industry. Creating the State Securities Board and Providing for Appointment of Securities Commissioner. SR-NYSEArca-2016-101). Refunding or crediting overpayment of section 31 fees. Section 2-2. Belden offered and sold securities during the relevant period. This Act is the Securities and Futures (Amendment) Act 2017 and comes into operation on a date that the Minister appoints by notification in the Gazette. 115-275. The Securities and Exchange Commission (‘the Commission’) is established by the Securities Industry Act, 2016 (Act 929) (‘the Act’) with the object to regulate and promote the growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. (b) Credit for overpayment of fees.—Notwithstanding section 31(j) of the Securities Exchange Act of 1934 (15 U.S.C. The Securities and Exchange Commission of Sri Lanka (SEC) was established in pursuance of the Securities and Exchange Commission of Sri Lanka Act, No. With this Act, Congress created the Securities and Exchange Commission. This is a compilation of the Australian Securities and Investments Commission Act 2001 that shows the text of the law as amended and in force on 1 July 2017 (the compilation date). 334 0 obj <>stream The two bills are similar and CBO’s estimate of their budgetary effects is the same. Home » Securities Exchange Commission of Zimbabwe v Gwatidzo N.O. � 2. 3. The Securities and Exchange Commission of Pakistan Act, 1997, with up-to-date … (c) Applicability.—Subsection (b) shall apply only to fees and assessments that a national securities exchange or a national securities association was required to pay to the Commission before the date of enactment of this Act. Action: Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”). endstream endobj 317 0 obj <>/Metadata 17 0 R/Outlines 21 0 R/PageLayout/OneColumn/Pages 314 0 R/StructTreeRoot 42 0 R/Type/Catalog>> endobj 318 0 obj <>/Font<>>>/Rotate 0/StructParents 0/Type/Page>> endobj 319 0 obj <>stream This Act may be cited as the “Securities and Exchange Commission Overpayment Credit Act”. 274 (I)/2017. In GovTrack.us, a database of bills in the U.S. Congress. 10 of 2011) SECURITIES INDUSTRY (FEE)(AMENDMENT) RULES, 2017 The Securities Commission, in exercise of the powers conferred by section 22 of the Securities Industry Act, 2011 (No. [actionDate] => 2017-08-15 2. The U.S. Securities and Exchange Commission (SEC) is suing Kik for allegedly running an unregistered securities sale when it launched an initial coin offering (ICO) for its kin token in 2017. Citation and Commencement. Islamabad, the 21stApril, 2017. [description] => Introduced SECURITIES COMMISSION MALAYSIA (AMENDMENT) ACT 2017 . Those efforts were limited to some extent by a consumer proposal made by Mesidor, but eventually Mesidor’s insolvency trustee paid a total of $6,029.53 (Funds) to the Commission in instalments which continued into late 2017. Mar 9, 2017. 8. 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